Legal & Compliance Guidance for Funding
Get Your Business Funding Ready
Many businesses are denied funding because their legal and compliance documents aren’t in order.
As an attorney, I help identify and fix the issues that delay or block funding, from entity documents to contracts and compliance.
My goal is to ensure you approach the funding process prepared, credible, and positioned for approval.
Meet Your Attorney
What I Do
I help business owners prepare funding applications that meet lender expectations. My focus is on compliance, documentation accuracy, and presentation, the legal and operational details that separate approved applications from denials.
Most funding denials aren't about creditworthiness, they're about unclear ownership structures, incomplete records, or unaddressed compliance issues. I review your package before submission to identify and resolve these red flags.
Why Businesses Get Denied
Lenders look for clarity, consistency, and compliance.
Incomplete Records
Missing corporate resolutions, outdated filings, or inconsistent ownership documentation.
Contract Issues
Vague terms, conflicting agreements, or unclear liability provisions in vendor/customer contracts.
Compliance Gaps
Licensing lapses, permit issues, or regulatory violations that create legal risk.
Poor Presentation
Disorganized documents, unclear financials, or unprofessional application materials.
How I Help
Lenders look for clarity, consistency, and compliance.
Entity + Records Check
Review corporate structure, ownership docs, and state filings for completeness and accuracy.
Contract + Document Review
Examine vendor agreements, leases, and customer contracts for clarity and enforceability.
Compliance Gaps Identified
Flag licensing, permit, or regulatory issues that could derail approval.
Professional Package Guidance
Organize and present documents in a format that meets lender expectations.
Representative Experience
Car Dealership
Assisted a Florida auto dealership that had been seeking funding for more than four years. After legal and compliance review, the business presented a stronger package and secured a loan of approximately $800,000.
Disclaimer: Past results are not a guarantee of future outcomes. Each case is different and must be evaluated on its own merits.
My Process
Consultation
Understand your funding goals and objectives.
Document Review
Evaluate entity structure, contracts, and compliance.
Legal Guidance
Provide recommendations to prepare for funding.
Next Steps
If appropriate, discuss introductions to trusted professionals (e.g., brokers, lenders).
Consultation
Understand your funding goals and objectives.
Document Review
Evaluate entity structure, contracts, and compliance.
Legal Guidance
Provide recommendations to prepare for funding.
Next Steps
If appropriate, discuss introductions to trusted professionals (e.g., brokers, lenders).